WebA long margin account's minimum initial equity requirement is 100% of the purchase or $2,000, whichever is less. On margin, Henry sells short 100 shares of DEF at 68 and sells 1 DEF Oct 60 put at 4. What is the margin requirement? $3,400, which is 50% of the short position. Since this is a covered position, there is no requirement on the short put. WebIn order to sell restricted stock under the provisions of Rule 144, the stock must be: I fully paid II either properly margined or fully paid III held for at least 6 months IV held for at least 1 year A I and III American Depositary Receipts would trade on all of the following exchanges EXCEPT the: London Stock Exchange New York Stock Exchange

Series 7 exam 4 Flashcards Quizlet

WebMargin calls can be met with deposits of cash (100% of the call) or fully paid for marginable securities (twice the amount of the call because securities are only marginable to 50% of their value). The penalties for trading on inside information include: - civil penalties up to treble damages. WebWhich regulator determines which securities can be purchased on margin whne the securities are non-exempt securities trading on the OTC market? Federal Reserve … イタリアンパセリ 相場

Solved Wallace sells a AAA rated 4% bond for $960 and buys

WebThe portfolio can be traded. The portfolio cannot be traded. A) II and III B) I and IV C) I and III D) II and IV D Explanation Fixed unit trusts are not managed; the portfolio of securities does not change. As bonds mature or are called, … WebAlthough the margin requirement for bonds is different than stock, both corporate and municipal bonds can be purchased on margin. Traditional Put and Call options are not … WebAn investor purchases 1,000 mutual fund shares with a Net Asset Value of $10 each, where the fund imposes a 5% contingent deferred sales charge if the shares are redeemed within the first year. The sales charge decreases by 1% for each year the investor remains invested in the fund. イタリアンパセリの食べ方